The European Securities and Markets Authority (ESMA) and national regulators across the EU have initiated a joint review of retail fund management companies and alternative investment managers. The review, which will be carried out throughout the year, will assess whether internal audit functions have the necessary staffing, authority, knowledge, and expertise to fulfill their responsibilities. […]
The post ESMA and National Regulators Launch Joint Review of Internal Audit in Fund Management appeared first on ECIIA.